Compliance

Regulatory Disclosures

Last updated: March 2026

Firm Registration

Blue Ocean Inco Pvt Ltd is a registered private limited company under the laws of Nepal. The firm is led by qualified Chartered Accountants and adheres to all applicable regulatory requirements governing investment management activities in its operating jurisdictions.

Investment Risks

All investments carry risk, including the potential loss of principal. The value of investments may fluctuate and past performance does not guarantee future results. Projected or hypothetical performance data is not indicative of actual returns. Investors should carefully consider their investment objectives, risk tolerance, and financial circumstances before committing capital.

Conflicts of Interest

Blue Ocean Inco maintains robust policies and procedures to identify, manage, and mitigate conflicts of interest. Our Chartered Accountant leadership ensures fiduciary standards are maintained at all times. A detailed conflicts of interest policy is available upon request.

Fee Structure

Our fee structure varies depending on the investment product and service level. All fees are fully disclosed to clients prior to engagement. We do not receive undisclosed commissions or compensation from third parties for recommending specific investment products.

Client Fund Safeguarding

Client funds are held in segregated accounts with regulated custodian banks. Blue Ocean Inco does not commingle client assets with firm assets. All capital movements are fully auditable and transparent to promoters in accordance with our Radical Transparency pillar.

Complaint Handling

We have established a formal complaint resolution process. Complaints may be directed to compliance@blueoceaninco.com. We aim to acknowledge all complaints within 2 business days and provide a substantive response within 14 business days.